In their reasons for decision, the hearing panel confirmed the following sanctions imposed on Emilio Nafarrate as part of the settlement. a) a fine of $14,000, b) a prohibition from conducting ...
TORONTO, Nov. 12, 2024 /CNW/ - A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the Investment Dealer and Partially ...
TORONTO, Dec. 16, 2024 /CNW/ - On December 3, 2024, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing pursuant to the Investment Dealer and Partially ...