Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...
Compliance regulations are constantly evolving, and nowhere is this more critical than in the financial services industry. Financial institutions face high stakes when it comes to compliance; failure ...
RALEIGH, N.C.--(BUSINESS WIRE)--Brightly Software, a Siemens company and the global leader in asset lifecycle management solutions, today announces Compliance Pro, an all-in-one, cloud-based module ...
RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...
For maintaining data privacy, it’s vital to both know your compliance obligations and to be able to predict future risks based on past compliance breakdowns. What makes this more difficult? How the ...
Even the best intentions sometimes have unexpected results. The Sarbanes-Oxley Act of 2002 was enacted in reaction to the Enron and WorldCom financial debacles, where poor internal controls resulted ...
LAFAYETTE, Colo. – February 18, 2020 – KPA, a leading software, consulting services, and training provider for Environment, Health & Safety (EHS) and Workforce Compliance solutions, announced today ...
DUBLIN--(BUSINESS WIRE)--MyComplianceOffice Ltd. (“MCO”), a company focused on creating valued compliance solutions for financial services, is pleased to announce the acquisition of Governor Software, ...
Entity management software is a tool that makes it easier for boards and leadership teams to take charge of their governance duties. It combines automation and workflows for a seamless collaboration ...